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Search Results for: investor bill of rights

NASAA Responds to U.S. Supreme Court Decision in Stoneridge Case

WASHINGTON, D.C.—The North American Securities Administrators Association (NASAA) today expressed its disappointment over the U.S. Supreme Court’s 5-3 ruling against…

Proposed NASAA Model Rule on the Use of Senior-Specific Certifications and Professional Designations

Comments are being solicited from the public on the following proposed model rule concerning the use of senior-specific certifications and…

NASAA Response to Proposals by SIA for Securities Markets Enhancement Act (SMEA)

(April 29, 1999) - Overall America’s securities markets are fair, open and transparent and have the confidence of investors. NASAA…

Sandwich Generation: Additional Resources

State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…

Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…




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