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Search Results for: fraud

Conversation Starters – Military Families

Conversation Starters for Servicemembers and their Families Getting Started Military life changes quickly with deployments, relocations, promotions or changes in…

NASAA Commends SEC for Advancing Equity Indexed Annuities Proposal

Tyler: “Shielding investors from the predatory sale of EIAs is one of the most important steps the SEC can take…

Conversation Starters – Empty Nest

Conversation Starters for Retirees and Seniors Getting Started Once you leave the workforce, it is important to talk with your…

NASAA Legislative Agenda for the 117th Congress Principle Four

PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…

The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets

Written Statement of Mike Rothman President, North American Securities Administrators Association, Inc. Minnesota Commissioner of Commerce Before the U.S. House…




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