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Search Results for: fraud

Investor Education

INVESTOR EDUCATION  State and provincial securities regulators have a long tradition of protecting investors through financial education. Investing means putting…

How to Protect Your Nest Egg

10 Tips to Protect Your Nest Egg First the bad news: As an older investor you are a top target…

Spurring Job Growth Through Capital Formation While Protecting Investors

Written Testimony of Jack E. Herstein President of the North American Securities Administrators Association, Inc. and Assistant Director of the…

2009 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford

President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association September 15, 2009 NASAA 92nd Annual…

NASAA President Heath Abshure’s Remarks on SEC General Solicitation Proposed Rule

As the Securities and Exchange Commission (SEC) takes up a JOBS Act-required rule to allow the general advertising of unregistered…




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