The NASAA Government Affairs department actively promotes the interests of state securities regulators before the U.S. Senate and House of Representatives and in the Canadian provinces. NASAA staff and members monitor pending legislation, provide information, and work with lawmakers and staff to draft legislative language to enhance investor protection at the state level. NASAA is the national advocate for ensuring state and provincial securities regulators maintain authority essential to keep capital markets safe for all investors.
Testimony
Comment Letters & Correspondence
NASAA’s Pro-Investor Legislative Agenda
