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ATTENTION

  • To self-monitor your IAR CE, review your IAR CE transcript or view your IAR CE requirement status, please login to your FinPro account.
  • A NASAA account is only required if taking a NASAA course or a NASAA Member course. You can access the full approved provider list here.
  • NASAA IAR CE courses and Wisconsin courses can be taken regardless of the state in which you are registered, as the IAR CE requirements are not state-specific.

Investment Adviser Representative Continuing Education

​Welcome to the resource page for NASAA’s Investment Adviser Representative Continuing Education (IAR CE) program. NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program. Below you will find information on member adoption, approved IAR CE providers, informative FAQs, and more.

 

Top 6 IAR CE Tips

In This Section

ANNOUNCEMENT

All IAR CE courses must be completed by the IAR and reported by the course provider to FINRA by December 26 in order for credits to be applied before January 2.  This is critical for individuals who are relying on IAR CE credits to prevent their IAR registrations from failing to renew.  When the CRD system shuts down on 12/26, individuals’ IAR CE statuses will be set based on credits reported in the system.  NASAA encourages IARs to complete required coursework well in advance of the 12/26 deadline to ensure credits are properly processed before the system shutdown. For additional information click here.

CONTACT:

IARCE@nasaa.org

 

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