Model Rules
NASAA’s membership has passed model rules for the Exam Validity Extension Program (EVEP). This program allows eligible individuals the opportunity to maintain the validity of their Series 63 examination by enrolling in the AG EVEP and Series 65 examination by enrolling in the IAR EVEP. Individuals may also extend their qualifications from the Series 66 examination by enrolling in both the AG EVEP and IAR EVEP programs, since that exam can qualify individuals in both capacities.
AG EVEP model rule for Broker-Dealer Agents
AG EVEP model rule for Investment Adviser Representatives
IAR EVEP model rule for Investment Adviser Representatives
