NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Statement on Departure of Gary Gensler as SEC Chairman and Jaime Lizárraga as SEC Commissioner
NASAA Announces Upcoming Changes to the Electronic Filing Depository
NASAA Opens Public Comment Period for Proposed Revisions to Its Broker-Dealer Conduct Model Rule
NASAA Announces 2025 Fee Schedule for Investment Adviser Registration Depository System
Informed Investor Advisory: “Registered, Professional” Crypto Trader Scams
NASAA Letter to Congress Urging the Use of a Technology-Neutral Approach to Market Regulation
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Join NASAA: We’re hiring for three exciting roles: Director of Education, Events, and Membership; Human Resources Manager; Business Data Analyst
Interested? Learn more and apply here: https://www.nasaa.org/about/careers/
Don’t fall into the trap set by a romance scammer! That caring person you meet online may be playing you, waiting for the right moment to ask for money or introduce an investment opportunity. Know the warning signs with our investor alert: https://www.nasaa.org/72703/informed-investor-advisory-dont-get-swept-away-by-a-romance-scam/?qoid=investor-advisories
NASAA's Franchise and Business Opportunities Project Group is inviting applications for its Industry Advisory Committee.🗓️ Application Deadline: December 6, 2024. Details: https://bit.ly/4gbTMra
🌟 Protecting seniors from investment fraud is crucial. We offer a roundup of valuable resources for industry professionals and securities regulators, including guidance, reports, research, and more. Explore our list and help spread the word: https://www.nasaa.org/serveourseniors/resources/
Don’t just take a salesperson’s word for it! 🛑 Before investing your money, make sure to verify the investment yourself by reaching out to the securities regulator in your state or province. Find their contact information using our map directory: https://www.nasaa.org/contact-your-regulator/
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990
