NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

Protect

NASAA members shield investors from harmful practices, products and people.

Educate

NASAA members empower investors to make informed financial decisions.

Facilitate

NASAA members provide regulatory frameworks for responsible capital formation.

Advocate

NASAA’s legislative agenda calls for Congress to prioritize investor protection.

Who We Are

The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

NASAA Spotlight

Electronic Filing (EFD)

The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.

Training

Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors

Franchise Resources

Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)

Podcasts

Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.

Requests for Comments

Requests for public comments on NASAA proposed Model Rules and Statements of Policy.

Enforcement Statistics

Learn more about the enforcement activities of NASAA members.

Serve Our Seniors

NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.

IAR Continuing Education

NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program

News & Announcements

July 1, 2025

NASAA Statement on U.S. Senate Vote to Uphold State AI Regulations

The following is a statement from Leslie Van Buskirk, President of the North American Securities Administrators Association (NASAA) and Wisconsin Securities Administrator, on the U.S. Senate’s vote to remove a provision from the 2025 budget reconciliation bill that would impose a moratorium on enforcing state-level artificial intelligence (AI) laws or regulations.

🔍 Real Life Regulators Talk Back Episode 2 is here! Dive into a discussion of "Swindled by the Son She Never Had" from NASAA’s Real Life Regulators podcast. Get expert insights on this true crime story. Watch now: 1/2

Join us for the premiere of the latest Real Life Regulators Talk Back! Episode 2 recaps " Swindled by the Son She Never Had" from NASAA’s podcast. Hear expert insights on this true crime story. Watch here: https://youtu.be/Ut8O06N4nQw?si=LYkNZU-QYXTOmLHi #InvestorEducation

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NASAA Welcomes

Amanda Smith
Securities Administrator,
Vermont Department of
Financial Regulation

 

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