NASAA EFD is live and available to regulators and filers at its new website nasaaefd.org. For more information about the migration, please see the latest press release.
NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Announces $17 Million Multi-State Enforcement Settlement with Edward Jones
NASAA Statement on Departure of Gary Gensler as SEC Chairman and Jaime Lizárraga as SEC Commissioner
NASAA Announces Upcoming Changes to the Electronic Filing Depository
NASAA Opens Public Comment Period for Proposed Revisions to Its Broker-Dealer Conduct Model Rule
NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud
Examination Requirements for Investment Adviser Representatives
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Don’t let spoofing/phishing scams drain your finances. Learn to spot the signs of these common frauds and secure your hard-earned money. Read our investor advisory for essential tips and tools to stay scam-savvy. https://www.nasaa.org/73010/informed-investor-advisory-spoofing-phishing-scams/?qoid=investor-advisories
Important Announcement: NASAA EFD is now live and available to regulators and filers at its new website, http://nasaaefd.org!
Today marks a new year and a fresh start. Take this time to understand your investments and learn to avoid scams with the help of our publication, “Back to Basics.” Find it here: https://bit.ly/2W2kBLd
Have you set your investor resolutions for 2025? Make sure to visit our investor education tab on our website for essential resources on common scams and tips to become an informed investor. Start here: https://www.nasaa.org/investor-education/
Social isolation among seniors can result in a higher risk of falling victim to investment fraud. Our investor bulletin explains more about common investment scams and provides tips to protect your loved ones. Read here: https://bit.ly/4iqysjX
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