Who We Are
The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.
NASAA Spotlight
Electronic Filing (EFD)
The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Training
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Franchise Resources
Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
Podcasts
Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
Requests for Comments
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Enforcement Statistics
Learn more about the enforcement activities of NASAA members.
Serve Our Seniors
NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
IAR Continuing Education
NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
News & Announcements
NASAA Statement on U.S. Senate Vote to Uphold State AI Regulations
The following is a statement from Leslie Van Buskirk, President of the North American Securities Administrators Association (NASAA) and Wisconsin Securities Administrator, on the U.S. Senate’s vote to remove a provision from the 2025 budget reconciliation bill that would impose a moratorium on enforcing state-level artificial intelligence (AI) laws or regulations.
Investor Advisories
Policy Updates
NASAA Urges Lawmakers to Vote NO on H.R. 3633, the Digital Asset Market Structure Clarity Act
The second episode of NASAA's new web show, Real Life Regulators Talk Back, premiered last Thursday, July 10. Listen to learn about real life scams. Also, check out their podcast, Real Life Regulators, for more true cases of financial fraud.
