Who We Are
The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.
NASAA Spotlight
Electronic Filing (EFD)
The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Training
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Franchise Resources
Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
Podcasts
Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
Requests for Comments
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Enforcement Statistics
Learn more about the enforcement activities of NASAA members.
Serve Our Seniors
NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
IAR Continuing Education
NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
News & Announcements
NASAA Announces 2025 Public Policy Symposium
Registration is now open for the 2025 NASAA Public Policy Symposium. This event will bring together industry experts, policymakers, and thought leaders to discuss the most pressing issues in securities regulation. This year’s theme of “Protecting Investors in Tokenized Securities Markets” promises to spur interesting discussions on this timely topic. The Symposium is scheduled for April 8, 2025, at the Mayflower Hotel in Washington, D.C.
Investor Advisories
Events
Policy Updates
Happy Galentine’s Day! 🎉
Celebrate by helping your friends become financially savvy with our top budgeting tips.
Let’s support each other on the path to financial wellness! 💪Start here: https://www.nasaa.org/investor-education/millennial-money-mi...
Don't let a romance scammer leave you broke and broken-hearted! Ahead of #ValentinesDay, we're joining @NASAA to make sure consumers know the common tactics and warning signs of romance scammers. Visit: https://ow.ly/PVGc50UY7XA #TNSecurities #consumerprotection
