Who We Are
The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.
NASAA Spotlight
Electronic Filing (EFD)
The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Training
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Franchise Resources
Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
Podcasts
Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
Requests for Comments
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Enforcement Statistics
Learn more about the enforcement activities of NASAA members.
Serve Our Seniors
NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
IAR Continuing Education
NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
News & Announcements
Don’t Let Scammers Steal Your Holiday Spirit: NASAA Unveils the 12 Top Investor Threats
Don’t let fraudsters play the Grinch with your finances this holiday season. NASAA is warning investors that bad actors are preparing to unwrap a new generation of sophisticated schemes. Drawing on data from its 2025 Enforcement Report and annual survey of top investor threats, NASAA has identified top investors frauds and threats to watch out for this holiday season.
Investor Advisories
Events
Policy Updates
NASAA Letter to Congress Highlighting Call by NAPSA to Preserve State Securities Authority
NASAA Urges Congress to Oppose a Federal Ban on State Artificial Intelligence Laws
