Auction-Rate Securities
Securities Regulators Announce Settlements in Auction Rate Securities Investigations. News Releases

Securities Regulators Coordinate Ongoing Auction-Rate Securities Investigations.
Details / Listen to the NPR News report

Senior Investor Protection
Third Annual Senior Summit. Details

State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations. Details / Model Rule / Investigative Report on "Free Lunch" Seminars

NASAA Securities Arbitration Forum
Forum Resource Page / Listen to the Webcast 

Equity Indexed Annuities
NASAA Commends SEC for Advancing Equity Indexed Annuities Proposal. Details 

Notice of Request for Comment
NASAA Seeks Public Comments on Proposed Amendments to its Model Rules on Investment Advisers and Investment Adviser Representatives. Details